Please ensure Javascript is enabled for purposes of website accessibility Compliance Assistant, Jobs, 1390

Compliance Assistant

Sorry, this advert is now closed. Click here to view our live vacancies.

Compliance Officer

Salary: £32,000 - £40,000

I am really pleased to be working with a Cheshire based Financial Planning firm who are looking to recruit a Compliance Officer.

Duties involve:

  • Ensure the Financial Advisors and Paraplanners work is fully compliant.
  • Regulatory reporting.
  • Identifying compliance areas for improvement and preparing 1 to 1’s.
  • Answer queries on regulatory reports.
  • Work on complaints.

In return, you will receive ongoing training and development.


  • Ideally have compliance experience in Financial Planning.
  • Ideally passed the Diploma in Financial Planning or working towards the qualification.
  • If currently a Paraplanner or Financial Advisor and want to move into compliance.

For more info on this fantastic Cheshire based Financial Services role please click to apply:

21 April 2023
Compliance Associate
Cheshire, Crewe
£32,000 - £40,000