Salary: £32,000 - £40,000
I am really pleased to be working with a Cheshire based Financial Planning firm who are looking to recruit a Compliance Officer.
- Ensure the Financial Advisors and Paraplanners work is fully compliant.
- Regulatory reporting.
- Identifying compliance areas for improvement and preparing 1 to 1’s.
- Answer queries on regulatory reports.
- Work on complaints.
In return, you will receive ongoing training and development.
- Ideally have compliance experience in Financial Planning.
- Ideally passed the Diploma in Financial Planning or working towards the qualification.
- If currently a Paraplanner or Financial Advisor and want to move into compliance.
For more info on this fantastic Cheshire based Financial Services role please click to apply: