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Compliance Assistant

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Compliance Officer

Salary: £32,000 - £40,000

I am really pleased to be working with a Cheshire based Financial Planning firm who are looking to recruit a Compliance Officer.

Duties involve:

  • Ensure the Financial Advisors and Paraplanners work is fully compliant.
  • Regulatory reporting.
  • Identifying compliance areas for improvement and preparing 1 to 1’s.
  • Answer queries on regulatory reports.
  • Work on complaints.

In return, you will receive ongoing training and development.


  • Ideally have compliance experience in Financial Planning.
  • Ideally passed the Diploma in Financial Planning or working towards the qualification.
  • If currently a Paraplanner or Financial Advisor and want to move into compliance.

For more info on this fantastic Cheshire based Financial Services role please click to apply:

29 March 2023
Compliance Associate
Cheshire, Crewe
£32,000 - £40,000