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Compliance Assistant

Compliance Assistant

Salary: £35,000 - £40,000

Liverpool Merseyside

Prestige Recruitment Group are working with our client to recruit a full time Risk & Compliance Assistant. Our client is looking for an individual with a compliance background in Financial Services.


  • Maintain Corporate compliance policies and procedures.
  • Work closely with Risk & Control Self-Assessments and Reviews.
  • Support and advice on the identification and management of regulatory compliance risks across the business.
  • Help to embed an effective Risk and Compliance Culture across the Company.
  • Conduct risk identification and impact assessments.
  • Monitor compliance with external international and domestic regulations.
  • Coordinate internal reviews and audits.
  • Provide periodic reports on all compliance activities.
  • Work with stakeholders at all levels of seniority to provide insights, advice and constructive challenge.
  • Provide regulatory compliance advice and support for key strategic projects.
  • The role may involve Controlled Function responsibilities.

Skills and Experience:

  • Experience in a Compliance & Risk.
  • A good understanding of the risk drivers of the pension industry with experience in a similar role.
  • Good knowledge of risk management practices within the financial services sector.
  • Excellent organisational skills, with ability to work under pressure and to tight deadlines.
  • Experience of undertaking compliance assurance reviews.

This is a great opportunity for the right person to join a rapidly growing financial services organisation and work in a fast-paced and friendly company.

The role offers extensive benefits and rewards, with ongoing support and a great collaborative working environment. There is a competitive salary associated with this role.

If you believe you can make a difference in this role, we’d love to hear from you. Please submit your application to apply.


26 February 2024
Compliance Associate
Merseyside, Liverpool
Salary: £35,000 - £45,000