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Compliance Assistant

Compliance Assistant
Chorley, Lancashire (Hybrid Working)

Salary: £35,000 – £40,000 + Bonus

A leading financial services firm is seeking an experienced Financial Service Compliance reviewer to join their Compliance team. This role combines hands-on file reviews with broader compliance responsibilities, offering career progression and professional development support.

Key Duties:

  • Review pension, investment & protection files (pre- & post-sale).
  • Provide clear reports and track remedial actions.
  • Support compliance with policy updates, MI, and audits.
  • Maintain T&C records and competency assessments.

What You’ll Need:

  • Level 4 Diploma in Financial Planning (or equivalent).
  • Experience in compliance, file review or QA.
  • Strong FCA knowledge and attention to detail.

What’s on Offer:

  • £35,000 – £40,000 + bonus.
  • Hybrid working
  • Good Benefits package 
  • Career growth 

Apply today for more information on the Compliance job opportunity.

Permanent
20 August 2025
Compliance
Compliance Associate
Lancashire, Chorley
Salary: £35,000 - £40,000, Hybrid working.