Compliance Officer – Flintshire , North Wales / Chester: Salary: £24,000 - £30,000

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Compliance Officer – Flintshire , North Wales / Chester: Salary: £24,000 - £30,000

We have worked with this Chartered Financial Planning firm for around 5 years now and we have visited their office which are ideally located near Chester, Cheshire and North Wales.

This financial services company are looking to add to their established Compliance team.

Main aspects of role:

  • Monitoring file reviews
  • Training & Competence for some of the Financial Advisors
  • Work on client pre approvals
  • Reviewing File checks
  • Work on ad hoc projects

You will always be challenged in this role and our client constantly offer training and investing in your career i.e., qualifications.

We would like to hear from candidates with any of the following criteria:

  • Obtained the Level 4 Diploma in Financial Planning Qualification
  • Currently or previously worked within a Wealth Management environment
  • Previously or currently working in a Compliance function within Wealth Management

This firm also offers an attractive benefits package as well.

Contact Philip Gordon at Prestige Recruitment within our specialist Financial Services Division about this Financial Services Compliance job opportunity based in North Wales and also near Chester on 0151 601 6000 / 07557 043 246. Also contactable via email

I am also on LinkedIn.

Prestige Recruitment Group are a specialist Financial Services recruiter and work with Wealth Management firms across the North West and North Wales.

We get so many applications that in some instances we are unable to offer individual feedback.

If we have not contacted, you within five working days unfortunately your application will not be progressed any further for this vacancy. However, if you want to call us for a chat about any other vacancies or some advice and guidance, please do as we are always happy to help.

Please visit our website or follow us on twitter @PrestigeRGroup or LinkedIn 

9 June 2021
Compliance Associate
Wales, North Wales