Compliance Officer

This Deeside based Financial Services firm is looking to grow its compliance team and recruit an additional Compliance person. If you have worked within Financial Services as a Paraplanner, Financial Services Administrator or within Compliance then we would really like you to apply for this Deeside based job opportunity. You’ll be paid a good salary of £25,000 - £30,000 with a performance bonus which is usually paid out.  This financial services firm dedicate time for continual training and investment in your study support for financial services qualifications.

Main aspects of the role:

• Monitoring files for compliance reviews.
• Training & Competence for some of the Financial Advisors.
• Work on client pre approvals.
• Reviewing File checks.
• Work on ad hoc projects within the financial services team.

I’d love you to apply for this position if you have worked as a Paraplanner, Financial Services Administrator, Financial Advisor or Compliance within Financial Services / Wealth Management and passed the Level 4 Diploma in Financial Planning, Dipfa or partway through and have any of the following: RO1, RO2, RO3, RO4, RO5 or RO6 I would like you to apply for this position

Free parking is offered by the Financial Services firm and there are local amenities nearby such as a coffee shop, local shop and butty van that comes round the area for lunchtime.

Due to the location, you must be able to drive to work.

Please click here to apply:

Philip Gordon – Specialist Financial Services Recruiter