Looking for a highly organised and reliable Office Administrator to join a busy and fast-paced department. This is an excellent opportunity for someone who enjoys a varied administrative role and can work efficiently under pressure.

Key Responsibilities:

• Handling and processing insurance claim forms
• Submitting holiday forms both manually and electronically on internal systems
• Answering incoming telephone calls and dealing with enquiries professionally
• General administrative duties to support the department
• Uploading and processing parts invoices onto the system
• Filing and maintaining accurate records
• Collecting and processing weekly payroll hours for site staff
• Exporting data onto relevant shift patterns within company systems
• Using Excel spreadsheets for data management and adjustments
• Updating spreadsheets by removing time off jobs and making necessary amendments

Skills & Experience Required:

• Previous administration experience preferred
• Good knowledge of Microsoft Excel
• Strong attention to detail and accuracy
• Excellent organisational and communication skills
• Ability to prioritise workload in a busy environment
• Confident using computer systems and databases
• Professional telephone manner

Monday – Friday

8am -5pm 

Salary £28,000-£30,000

If you are organised, motivated, and able to work in a fast-paced office environment, we would love to hear from you.

INDF

We are seeking a detail-oriented and organised Payroll Administrator to join a small finance team within the Wilmslow area. The successful candidate will be responsible for managing payroll processes, ensuring accurate and timely payment to employees, and maintaining compliance with relevant regulations.

We are looking for candidates who have experience in payroll this is essential!

Responsibilities

• Process payroll for all employees accurately and on time, ensuring compliance with company policies and legal regulations.
• Maintain employee records in the HRIS, including personal information, pay rates, and deductions.
• Perform data entry tasks related to payroll and ensure all information is up-to-date and accurate.
• Assist in the preparation of reports related to payroll expenses and analysis of payroll data.
• Handle accounts payable functions as needed, ensuring timely payments to vendors related to payroll services.
• Respond to employee inquiries regarding payroll matters in a professional manner.

Skills

• Experience within a payroll position is required for this role
• Strong data entry skills with a high level of accuracy.
• Ability to analyse payroll data effectively to identify discrepancies or trends.
• Excellent organisational skills with the ability to manage multiple tasks simultaneously.
• Strong attention to detail and commitment to maintaining confidentiality.

The company offers fantastic opportunities to progress and grow, fantastic modern and dynamic offices with good access to parking.

Monday - Friday 37.5 hours 

Salary £26,500-£27,500

INDF

Seeking a highly organised and proactive Office Manager to join a friendly, growing team. This is a pivotal role within the business, responsible for ensuring the smooth day-to-day running of the office while providing essential administrative and project support.

Key Responsibilities:

• Oversee the general management of the office, ensuring all operations run efficiently
• Look after a small team and be the first port of call in the absence of the director
• Ensure all tasks and processes are completed accurately and on time
• Purchase ledger, client accounts, variations on contracts, sales invoices
• Coordinate and monitor cleaning staff to maintain a clean and safe working environment
• Check and manage incoming deliveries, ensuring all items are correctly received and recorded
• Carry out a wide range of administrative duties to support the team
• Order materials and supplies as required
• Liaise with suppliers and subcontractors to ensure the timely delivery of services and goods
• Raise purchase orders (PO numbers) and subcontractor purchase orders
• Provide administrative support to ongoing projects
• Review reports, including RAMS (Risk Assessments and Method Statements), ensuring accuracy and compliance
• Prepare and present client-facing reports to a high standard
• Compile and maintain clear, professional site notes and documentation

The Ideal Candidate:

• Proven experience in an Office Management or Senior Administrative role
• Ideally, come from a construction background.
• Strong organisational skills with the ability to prioritise workload effectively
• Excellent attention to detail
• Confident communicator, both written and verbal
• Experience liaising with suppliers, subcontractors, and clients
• Proficient in Microsoft Office and general administrative systems
• Ability to work independently and take initiative

Monday – Friday Office-Based

Salary £30,000-£35,000

Excellent benefits package

If you have the skills required for the role, then please apply.

INDF

Chester, Salary £30,000 – £33,000 + Bonus | Hybrid Working

Hiring a Financial Services Administration Team Leader for a growing wealth management / financial planning firm. Ideal for someone with experience in financial services, pensions, investments, and team leadership looking to step up.

Key Responsibilities

• Lead and develop a team of Wealth Management Administrators
• Manage workloads and ensure SLA delivery
• Oversee pensions, investments, and client administration
• Ensure compliance with FCA regulations (file checks, QA)
• Improve processes and report on KPIs
• Liaise with providers and resolve complex queries

Requirements

• 2+ years in Wealth Management / Financial Planning / Financial Services
• Team leadership or supervisory experience
• Knowledge of pensions, investments, and FCA compliance
• Strong attention to detail and organisation

Desirable: Xplan or similar systems

Apply

Apply now if you have experience in wealth management, financial services, pensions, investments, and team leadership.

INDP

Temporary Ongoing Position – Potential Permanent Opportunity

Looking for a creative and organised Social Media & Administration Assistant to join a lovely friendly team on a part-time, temporary ongoing basis. This role offers flexible working hours around school schedules and is office-based.

The successful candidate will support two separate companies, creating engaging social media content while also assisting with day-to-day administration duties.

Key Responsibilities:

• Creating and managing social media content across:
• Instagram
• Facebook
• TikTok
• Designing content using Canva (essential)
• Scheduling and posting content regularly
• Supporting two businesses with their online presence
• Answering incoming phone calls professionally
• Taking customer enquiries and quotations
• Providing general administrative support

The Ideal Candidate Will:

• Have previous experience managing social media accounts
• Be confident creating engaging content and reels/videos
• Be able to demonstrate previous social media work created for other companies
• Have strong knowledge of Instagram, Facebook, and TikTok
• Be confident using Canva to create graphics and marketing materials
• Have excellent communication and organisational skills
• Be reliable, proactive, and able to work independently

Part-time: 12–16 hours per week - Possible to move to 20 hours.

Flexible working hours around school hours

Office-based role

Temporary ongoing position

Potential for a permanent role for the right candidate

If you are creative, organised, and passionate about social media marketing, I would love to hear from you.

INDF

Chester | £25,000 – £31,000 + Benefits

At Prestige Recruitment Group, we’re partnering with a reputable Financial Planning firm based in Chester, Cheshire, to find a dedicated IFA Administrator. This permanent role is perfect for someone with experience in the financial advice sector, looking to develop their career in a supportive and professional environment.

Responsibilities

• Liaising with and supporting advisers and paraplanners to ensure smooth workflows
• Administering new business applications across investments, pensions, and protection products
• Updating systems, preparing valuations, and organising annual review documentation
• Communicating with clients, providers, and internal teams by phone, email, and post
• Processing new applications, logging cheques and policy documents, and chasing outstanding items
• Assisting with client queries, updating client valuations, and preparing files for meetings

Skills and Experience

• Proven experience as an IFA Administrator or within similar financial services roles
• Knowledge of the financial advice industry and wrap platforms is highly advantageous
• Experience with Xplan and FE Analytics is desirable
• Strong communication, organisational, and time-management skills
• Proficiency in Microsoft Office and good touch-typing skills

Joining this company means working within a close-knit team that values professional development, with benefits including a competitive salary (£25,000 - £31,000).

If you feel this role matches your experience and career goals, we encourage you to apply today.

INDP

Liverpool (Office-Based)

Permanent, Competitive Salary + Benefits

We’re working with a growing financial services firm seeking an experienced Operations Process Analyst to join their Liverpool-based Investment Operations team.

The Role:

You’ll support regulatory and client reporting, ensure strong operational controls, and drive process improvements. Acting as a key point of contact for complex queries, you’ll also provide regulatory guidance and help enhance efficiency and reduce risk across the function.

Key Responsibilities

• Produce and review regulatory and management reporting
• Coordinate client and tax reporting
• Provide expertise on FCA and HMRC regulations (ISAs & pensions)
• Resolve complex operational queries
• Deliver training and maintain process documentation
• Identify and implement process improvements
• Conduct quality assurance reviews, including third-party oversight

About You

• Financial services operations experience
• Strong knowledge of FCA CASS/COBS and HMRC rules
• Advanced Excel and data analysis skills
• Excellent communication and attention to detail
• Proactive with the ability to manage deadlines and drive initiatives
• Ideally have CISI Investment Operations Certificate (IOC) or equivalent (preferred)

Apply now to take the next step in your operations career.

INDP

Location: Preston, Lancashire
Salary: £25,000 - £28,000

A fantastic opportunity has arisen for an experienced Financial Services Administrator to join a well-established financial planning firm based in Preston, Lancashire. This role would suit someone with a strong background in financial services administration looking to join a professional and supportive team.

Key Responsibilities

• Provide administrative support to Financial Advisers and Paraplanners
• Maintain accurate client records
• Liaise with clients, providers, and internal teams
• Submit Letters of Authority and obtain policy information
• Prepare client packs for review meetings
• Assist with income reconciliation and general office support
• Ensure all work is completed accurately and within compliance standards

Requirements

• Minimum 3 years’ experience within financial services
• Knowledge of Intelliflo Office, FE Analytics, Morningstar, AJ Bell, or Transact
• Previous administration experience within financial planning or wealth management
• Good knowledge of pensions, investments, ISAs, and protection products
• High attention to detail and ability to work in a fast-paced environment

This is an excellent Preston based Financial Services job opportunity to join a growing business offering a supportive environment and strong long-term career prospects.

INDP

Salary: Up to £45,000 (Depending on experience)

Liverpool, Merseyside

We’re working with a highly regarded financial planning firm in Liverpool who are looking to bring an experienced Paraplanner into their growing team. This is a fantastic opportunity to join a collaborative, forward-thinking business that genuinely values its people and offers flexibility alongside career progression.

The Opportunity

As a Paraplanner, you’ll play a key role in supporting Financial Advisers by delivering high-quality research, analysis, and suitability reports. You’ll be part of a friendly and professional environment where your expertise is recognised, and your development is supported.

Key Responsibilities

• Preparing detailed suitability reports and recommendation letters
• Conducting product and provider research to support client advice
• Performing cashflow modelling and financial analysis
• Supporting advisers with client reviews and ongoing planning
• Ensuring all work is compliant with FCA regulations
• Assisting with tax planning and pension/investment analysis
• Maintaining accurate and up-to-date client records

About You

• 2–3 years’ experience in a Paraplanning role
• Level 4 Diploma qualified (or working towards)
• Strong technical knowledge of pensions, investments, and protection
• Experience producing high-quality suitability reports
• Excellent attention to detail and organisational skills
• Confident communicator with a proactive approach
• Proficient in Microsoft Office (especially Word & Excel)

What’s on Offer

• Salary up to £45,000 depending on experience
• Flexible with the working hours
• Hybrid working – 2 days working from home
• Supportive and collaborative team environment
• Ongoing professional development and study support

If you’re an experienced Paraplanner looking for your next step in a supportive and flexible environment, we’d love to hear from you.

INDP

Seeking a skilled and motivated CAD Technician to join a growing team. This is an exciting opportunity for someone with strong technical drawing experience and a solid understanding of construction and fabrication processes.

The successful candidate will play a key role in producing detailed construction and installation drawings for a variety of projects, working closely with architects, clients, and fabrication teams to ensure designs are delivered accurately and on schedule.

Duties:

• Read and interpret construction details and develop installation drawings for on-site use
• Produce high-quality technical drawings and plans based on designs supplied by architects and steelwork fabricators
• Liaise with architects and clients to understand design requirements and provide technical support to construction teams
• Ensure all drawings comply with relevant regulations and building standards
• Apply knowledge of materials and design principles to assess fabrication and construction feasibility
• Carry out site visits and surveys when required
• Prepare working drawings for all stages of projects including manufacture, construction, and installation
• Maintain accurate drawing registers and project records
• Resolve design queries with clients, architects, and project teams
• Ensure drawing approvals are achieved within project deadlines

The Ideal Candidate:

• Previous experience in a CAD Technician or similar technical drawing role
• Strong knowledge of construction detailing and fabrication processes
• Excellent CAD skills and attention to detail
• The ability to read and interpret architectural and engineering drawings
• Good communication and organisational skills
• The ability to work independently and manage multiple projects
• A proactive attitude and willingness to work closely with clients and project teams
• Strong problem-solving skills and the ability to meet deadlines

This is a fantastic opportunity to join a professional and supportive team where your technical expertise and attention to detail will be highly valued.

Monday – Friday 8.30am-5pm

Salary £38,000-£42,000

Excellent benefits package.

INDF

Looking for a reliable and detail-oriented Payroll Administrator to join a team. The successful candidate will have experience processing weekly payroll for approximately 40 employees and be confident working with Excel spreadsheets and clocking-in systems.

Duties:

• Processing weekly payroll accurately and on time
• Downloading and managing hours from clocking-in machines
• Checking timesheets and resolving discrepancies
• Managing holiday pay, sick pay, and employee records
• Maintaining payroll spreadsheets and reports using Excel
• Ensuring all payroll information is accurate and confidential
• Providing support to employees with payroll queries

Ideal Candidate:

• Have previous payroll experience
• Be confident using Microsoft Excel and spreadsheets
• Have excellent attention to detail
• Be organised and able to work to deadlines
• Be trustworthy and dependable
• Be willing to go above and beyond to help both staff and management
• Have strong communication and problem-solving skills

This is a fantastic opportunity for someone who takes pride in their work and enjoys being part of a supportive team.

Monday – Friday – Will consider 9am-3pm

Salary £28,000-£30,000

Excellent benefits package.

If you have the skills for this role, please apply with your CV.

INDF

Location: Fully Remote (UK-Based)

Salary: Competitive Employed Salary + Lucrative Bonus Scheme

Take Your Financial Advisory Career Remote – Work Smarter, Earn More, and Achieve Work-Life Balance.

These are exciting times to join the Financial Services Organisation, as they are going through a period of growth due to the success of the business.

Are you a qualified Financial Advisor looking to break free from office constraints and embrace the flexibility of remote work? Join a forward-thinking, client-focused firm that empowers you with the tools, support, and leads to thrive—all from the comfort of your home. We are recruiting for multiple Adviser roles for the Financial Services organisation.

Why join this firm?

• Fully Remote Work: Say goodbye to commutes and hello to a flexible work-life balance.
• High-Quality Leads: Enjoy a steady flow of warm leads—no need for cold prospecting.
• Earnings Potential: Competitive base salary plus an attractive bonus scheme to reward your success.
• Full Support System: Dedicated administrative and paraplanning support so you can focus on advising.
• Cutting-Edge Technology: Access advanced digital tools for seamless remote consultations.
• Career Growth: Ongoing training and professional development opportunities.

Your Role

As a Remote-Based Employed Financial Advisor, you will:

• Provide expert financial advice on pensions, investments, and wealth management.
• Build and nurture strong client relationships to help them achieve their financial goals.
• Conduct virtual consultations using the latest technology.
• Stay compliant with FCA regulations while delivering high-quality service.
• Proactively develop new business opportunities through enquiries, referrals, and lead generation.

Who We’re Looking For:

• Level 4 Diploma in Financial Planning (or equivalent).
• Proven experience in providing regulated financial advice (IFA practice, Tied network, or Bancassurance).
• Strong communication and interpersonal skills, with a client-first approach.
• Tech-savvy, comfortable using digital tools to engage with clients remotely.
• Highly organised and self-motivated to manage your own workload effectively.

Ready to Take Your Career Remote?

If you’re a passionate Financial Advisor ready to enjoy the freedom of working remotely while still earning great rewards, we’d love to hear from you!

*As we are recruiting for multiple Adviser roles, if you know of anyone who you would like to recommend, please pass on our details.

Apply now with your CV and take the next step towards a flexible, fulfilling career.

INDP

Liverpool, Merseyside

Salary: £32,000 - £35,000

We are pleased to be working with a Liverpool based Financial Planning firm specialising in Financial Planning.

This IFA Administrator job opportunity will work on the outskirts of Liverpool and be based near a train station.

You will be joining an established Liverpool based financial services team.

This Financial Services role will involve:

• Supporting the Financial Advisors with compliance administration support.
• Working with providers.
• Providing fact finds.
• Managing and inputting client information.
• Producing client reports.

Experience required:

• Experience in Financial Services administration is essential.
• Ideally worked within IFA Practice.
• Previous experience working with Pensions or Investment administration.
• Ideally working towards the Diploma in Financial Planning.

Click here to apply:

INDP

Liverpool, Merseyside

Office based role.

Employed Salary: Very competitive (Dependant on Experience) + Benefits package

We are recruiting for an experienced Paraplanner join a well-established financial planning firm. This role combines advanced paraplanning with the delivery of regulated advice on complex estate planning cases, particularly involving Inheritance Tax (IHT), trusts and offshore investment bonds.

You will support Strategic Planners across the business, providing high-level technical expertise, drafting detailed suitability reports and delivering specialist advice where required. The role will also involve mentoring colleagues and ensuring complex cases meet FCA regulatory and Consumer Duty standards.

Key Responsibilities:

• Conduct complex research into IHT planning, trusts and investment bonds
• Prepare high-quality suitability reports for complex planning scenarios
• Use cashflow modelling tools to support client recommendation
• Provide technical oversight and compliance support for complex cases
• Mentor and support advisers and paraplanners on technical planning areas

Requirements:

• Strong experience in estate planning, IHT mitigation and trusts
• Knowledge of investment bond taxation (including segmentation, assignment and top-slicing)
• Ability to translate technical planning into clear client recommendations
• Experience using Intelligent Office, Iress, CashCalc or similar systems

Qualifications:

• Level 4 Diploma in Regulated Financial Planning (essential)
• Valid SPS or ability to obtain quickly
• AF1 (Tax & Trusts) preferred
• STEP qualification advantageous

This is an excellent opportunity for a highly technical paraplanner looking to take on a broader advisory role within a supportive and growing financial planning business.

INDP

Ormskirk, Lancashire
Salary: £25,000 - £28,000

An established and growing financial planning firm is looking to recruit an experienced Financial Services Administrator to join their supportive team in Ormskirk. This is an excellent opportunity for someone with financial services administration experience who is looking to develop their career within a professional and client-focused environment.

The Role

You will provide administrative support to Financial Advisers and Paraplanners, helping to ensure a smooth and efficient client journey from start to finish.

Key responsibilities include:

• Preparing and processing new business applications
• Managing client records and maintaining CRM systems
• Liaising with providers, clients, and advisers
• Supporting with pensions, investments, and protection administration
• Preparing documentation for client meetings and reviews
• Chasing outstanding information and monitoring workflows

About You

• Previous experience within an IFA / Wealth Management environment
• Strong organisational and communication skills
• High attention to detail and ability to manage workloads effectively
• Experience using financial services back-office systems desirable
• Positive, professional, and team-focused approach

If you have experience working within an IFA / Wealth Management environment and looking for your next opportunity please apply now to be considered.

INDP

Bury, Greater Manchester
Salary: £40,000 – £45,000

A respected Independent Financial Planning firm is looking to recruit an experienced Paraplanner to join its growing team in Bury.

This is a fantastic opportunity for a career-focused individual who enjoys delivering high-quality financial planning support.

The Role

Working closely with Financial Advisers, you will provide technical research and produce compliant suitability reports across pensions, investments, retirement planning, and taxation.

Key Responsibilities

• Analyse clients’ existing financial arrangements
• Conduct research and prepare tailored recommendations
• Produce high-quality suitability reports and client documentation
• Prepare valuations, quotations, and meeting packs
• Liaise with advisers, providers, and compliance teams
• Maintain accurate client records and workflow updates
• Ensure work is completed within agreed timescales and FCA guidelines

Requirements

• Previous Paraplanner experience within Financial Services
• Strong technical knowledge of pensions, investments, and taxation
• Experience writing suitability reports
• Good understanding of FCA compliance requirements
• Excellent communication and organisational skills
• Working towards or holding the CII Diploma qualification

What’s on Offer

• Salary up to £45,000
• Study support and funded qualifications
• Career progression opportunities
• Supportive and collaborative working environment
• Ongoing training and development

For more information or to apply, please submit your CV for consideration.

INDP

Seeking an experienced and proactive Service Manager to lead and develop an in-house and field-based Service Department within a growing SME environment. This is an excellent opportunity for a hands-on individual with strong technical, organisational and leadership skills to play a key role in driving service excellence and supporting the continued growth of our Installation and Service operations.

Key responsibilities include:

• Managing the activities of a small service team, including:
• Maintaining and improving Service Department standards, protocols, work instructions and risk assessments
• Further developing our newly introduced Installation service, including carrying out installation surveys and installations until fully established
• Handling customer and distributor service-related queries and issues
• Liaising with customers and attending meetings both on-site and in-house as required
• Developing Service staff through training, mentoring and performance management
• Conducting staff performance reviews and managing disciplinary matters where required
• Managing departmental Health & Safety, including PPE, COSHH, staff wellbeing and Risk Assessments
• Field Service Engineers
• Service operatives
• Stock control

The Ideal Candidate:

• Proven experience managing and developing an in-house and on-site Service Department within an SME environment
• Hands-on experience servicing, maintaining and installing electromechanical products
• 18th Edition Electrical Certification
• Strong understanding of workplace Health & Safety procedures
• IOSH or NEBOSH qualification would be advantageous
• Excellent communication and organisational skills
• Ability to lead, motivate, and develop a small technical team
• Full UK Driving Licence (any points must be declared at the application stage)

Monday – Friday

Salary £45,500

Excellent benefits package

If you have the skills and experience required, and can demonstrate running a Service department before, then please apply with your CV!!

INDF

Seeking an experienced Legal Secretary & Personal Assistant to provide dedicated support to a Partner within a busy and fast-paced department.

This is an excellent opportunity for a highly organised and proactive individual with a strong legal background, ideally within Personal Injury, who thrives in a professional environment.

You will play a key role in supporting the Partner and wider team, ensuring the smooth running of day-to-day operations.

Duties:

• Preparing and managing correspondence, legal documents, and court papers
• Audio and copy typing to a high standard (approximately 50% of your role)
• Proactive client liaison, including handling queries, taking messages, and relaying information
• Maintaining and organising filing systems
• Preparing document indexes and bundles, including e-bundles (training provided)
• General administrative duties such as photocopying, scanning, and document collation
• Arranging appointments, meetings, and diary management
• Supporting with additional administrative tasks as required

The Ideal Candidate:

• Minimum 2 years’ experience as a Legal Secretary (ideally within Personal Injury)
• Strong knowledge of Personal Injury processes and procedures
• Experience using legal software (ideally Proclaim)
• Excellent typing skills, with the ability to produce high-quality legal documentation
• Outstanding spelling, punctuation, and grammar
• Strong IT skills, including Microsoft Office
• Excellent communication skills, both written and verbal
• Proven ability to multitask and prioritise effectively in a fast-paced environment
• Strong organisational and time management skills
• Exceptional attention to detail and accuracy
• Ability to work under pressure and meet deadlines
• A flexible and adaptable approach
• Ability to work both independently and as part of a team
• A professional, confidential, and proactive attitude with a strong work ethic

Monday - Friday 

Salary £27,000

Excellent benefits package 

If you have the skills required, please apply with your CV!

INDF

Full-Time | Competitive Salary + Expenses Covered

Currently recruiting for a Machine Operator to join a team in a dynamic, mobile role operating across construction sites throughout the UK and Ireland.

This is an exciting opportunity for someone with a strong background in manufacturing or construction who is looking for a varied, hands-on position combining site-based work with head office responsibilities.

The Role:

You will be responsible for operating a mobile roll form machine on construction sites across the UK and Ireland. The role will require regular travel and working away from home.

• Operating specialist roll forming machinery on-site
• Travelling to various project locations across the UK & Ireland
• Working away approximately 3 weeks per month (all expenses paid)
• Representing the company professionally on client sites
• When not on-site, you will be based at the head office, undertaking a dual role including:
• Warehouse duties
• Transport-related tasks
• Operating FLT equipment

The Ideal Candidate:

• Proven experience in a similar machine operator role, ideally within construction or manufacturing
• Valid FLT (Forklift Truck) licence, including Reach Truck
• Full UK Driving Licence (essential for site travel)
• Willingness and flexibility to work away from home regularly
• Strong work ethic and ability to work independently
• Good communication skills and a proactive approach

Monday – Friday

Salary £30,000

Excellent benefits package

If you have the required skills for the role, please apply with your CV.

INDF

Liverpool, Merseyside

Salary: Dependant on experience

Are you an experienced compliance professional with a strong background in investments and pensions? This is an exciting opportunity to join a leading financial services firm in Liverpool as a Compliance Officer.

The Role

You’ll be part of the compliance and governance team, ensuring the business meets FCA, HMRC and ICO requirements. Day-to-day, you’ll:

• Review adviser files, checking recommendations for suitability.
• Support Strategic Planners and back-office teams with compliance queries.
• Deliver the Compliance Monitoring Plan and report findings to senior management.
• Sign off marketing and educational materials in line with FCA rules.
• Carry out AML checks, peer reviews, and call monitoring to ensure the right advice is being given.

About You

• Strong analytical and problem-solving skills.
• Ideally passed the Diploma in Financial Planning qualification
• Proven file checking experience within financial services.
• Background in investments/pensions essential.
• Ideal candidates may come from compliance, IFA firms, or bank, Financial Adviser used to checking cases.

What’s on Offer

• Salary (depending on experience).
• Excellent benefits package.
• Permanent role within a supportive and professional business.

Apply today for this fantastic compliance job opportunity in Liverpool and take the next step in your compliance career!

INDP

Salary dependent on experience

We are recruiting on behalf of a leading FCA-regulated financial services organisation seeking an experienced Compliance Officer with a strong background in investments and pensions.

Key Requirements (Essential)

• Proven compliance experience within investments and/or pensions
• Strong knowledge of the Financial Services UK regulatory framework
• Experience conducting compliance monitoring or internal audit
• Background in retail investments and/or pensions
• Experience handling breaches and regulatory reporting

The Role

• Deliver compliance monitoring reviews
• Investigate and resolve breaches
• Conduct regulatory impact assessments
• Produce board-level compliance MI
• Support regulatory change and policy updates

Applicants must have direct compliance experience within investments and pensions to be considered.

Apply now for a confidential discussion.

INDP